Licensing

United Arab Emirates

Licensed & Regulated by the Securities and Commodities Authority

Regulator Website

License Entity

Greenstone Equity Partners Financial Products Promotion LLC

Greenstone Equity Partners Financial Products Promotion L.L.C is licensed and regulated by the Securities & Commodities Authority under Category Five (Arranging and Advising) with authorisation to act as a Promoter of Financial Products and Foreign Securities (License Number 703050) and Category Two (Dealing in Investment) with the authorisation for Managing Investments of Investment Funds (License Number 20200000180).

Additional Information:

Disclosure re Capital Adequacy

Licenses

No. 703050 Verify

License No. 703050

No. 20200000180 Verify

License No. 20200000180

Licensed and Regulated by the Dubai Financial Services Authority

Regulator Website

License Entity

Greenstone (DIFC) Limited

Greenstone (DIFC) Limited is licensed and regulated by the Dubai Financial Services Authority under reference number F008591 to carry out the activities of Arranging Deals in Investments and Advising on Financial Products.

Additional Information:

Greenstone (DIFC)

No. F008591 Verify

License No. No. F008591License No. No. F008591

Saudi Arabia

Licensed & Regulated by the Capital Market Authority

Regulator Website

License Entity

Greenstone Saudi Arabia (Single Shareholder) Mixed Closed Joint Stock Company

Greenstone Saudi Arabia (Single Shareholder) Mixed Closed Joint Stock Company is licensed and regulated by the Capital Market Authority of Saudi Arabia, under License No. 18190 – 30 to perform Managing Investments and Operating Funds and Arranging services in Saudi Arabia.

Licenses

No. 18190 – 30  Verify

License No. 18190 – 30 

Oman

Licensed & Regulated by the Financial Services Authority, Sultanate of Oman

Regulator Website

License Entity

Ubhar Capital SAOC Greenstone’s joint venture partner in the Sultanate of Oman

Greenstone operates in Oman under a partnership with Ubhar Capital SAOC, which is licensed and regulated by the Financial Services Authority of Oman, with registration number CMI002, to carry out the activity of Marketing of non-Omani Securities.

Licenses

No. CMI002 Verify

License No. CMI002

Qatar

Licensed by the Qatar Financial Centre

Regulator Website

License Entity

Greenstone QFC LLC

Greenstone QFC LLC is licensed and regulated by the Qatar Financial Centre Regulatory Authority under license no 00353 to carry out the activities of Arranging Deals in Investments and Advising on Investments in Qatar.*Not yet commenced regulated activities

Licenses

No. 00353 Verify

License No. 00353

License No. undefined

License No. undefined

Authorised by the Qatar Financial Centre Regulatory Authority

License No. License No.

Kuwait

Licensed & Regulated by the Capital Markets Authority of Kuwait

Regulator Website

License Entity

Tharwa Investment Company Greenstone’s joint venture partner in the State of Kuwait

Greenstone operates in Kuwait under a partnership with Tharwa Investment Company, which is licensed and regulated by the Capital Market Authority of Kuwait, with registration number AP/2015/0023, to carry out the activity of Collective Investment Scheme Manager.

Licenses

No. AP/2015/0023

License No. AP/2015/0023